Ashleigh Cooper Swayze appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Ashleigh Cooper Swayze appears on 20 filing roles across Form ADV (20).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ONEASCENT FINANCIAL SERVICES LLC | CHIEF COMPLIANCE OFFICER | BIRMINGHAM, AL |
| 2025-10-24 | Form ADV | BERNARDO WEALTH PLANNING, LLC | CHIEF COMPLIANCE OFFICER | HARLEYSVILLE, PA |
| — | Form ADV | CLASSIC ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | FARGO, ND |
| 2025-09-03 | Form ADV | THE QUICK GROUP LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| 2025-12-01 | Form ADV | WARNER WEALTH | CHIEF COMPLIANCE OFFICER | MADISON, CT |
| — | Form ADV | ROOTED FINANCIAL GROUP, LLC | CHIEF COMPLIANCE OFFICER | TIGARD, OR |
| — | Form ADV | ONEASCENT WEALTH MANAGEMENT | CHIEF COMPLIANCE OFFICER | BIRMINGHAM, AL |
| — | Form ADV | ONEASCENT FAMILY OFFICES | CHIEF COMPLIANCE OFFICER | BIRMINGHAM, AL |
| — | Form ADV | PATRON PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |
| 2026-01-05 | Form ADV | AVAIL INVESTMENT PARTNERS, LLC | CCO | LEMONT, PA |
| 2025-10-01 | Form ADV | INVESTMENT RESEARCH PARTNERS LLC | CHIEF COMPLIANCE OFFICER | LEMONT, PA |
| 2025-10-07 | Form ADV | ONEASCENT CAPITAL LLC | CHIEF COMPLIANCE OFFICER | BIRMINGHAM, AL |
| 2025-03-17 | Form ADV | ARROWHEAD INVESTMENT MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | GREENWICH, CT |
| 2025-04-01 | Form ADV | TRIBRIDGE PARTNERS FINANCIAL LLC | CHIEF COMPLIANCE OFFICER | COLUMBIA, MD |
| 2025-03-11 | Form ADV | CARNEGIE LAKE ADVISORS LLC | CHIEF COMPLIANCE OFFICER | PRINCETON, NJ |
| 2025-03-18 | Form ADV | ONEASCENT INVESTMENT SOLUTIONS, LLC | CHIEF COMPLIANCE OFFICER | BIRMINGHAM, AL |
| 2025-03-24 | Form ADV | CAMELOT EVENT-DRIVEN ADVISORS, LLC | CCO | MAUMEE, OH |
| 2025-04-04 | Form ADV | LNK PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | WHITE PLAINS, NY |
| — | Form ADV | PELICAN ADVISORY LLC | COUNSEL | COVINGTON, LA |
| — | Form ADV | ARROWPOINT WEALTH MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | SANTA ROSA, CA |