Thomas K Bauer appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas K Bauer appears on 1 filing role across Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-14 | Form ADV | MML INVESTORS SERVICES, LLC | CHIEF TECHNOLOGY OFFICER | SPRINGFIELD, MA |