Richard Joseph Barton appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Richard Joseph Barton appears on 1 filing role across Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-29 | Form ADV | RBC SECURITIES, INC. | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |