Joseph Albert Grogan appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Joseph Albert Grogan appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-28 | Form ADV | SONA ASSET MANAGEMENT (US) LLC | CCO | NEW YORK, NY |
| 2025-04-04 | Form ADV | CHURCHILL INVESTMENT MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | CHARLOTTE, NC |