Richard Leeway Chen appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Richard Leeway Chen appears on 9 filing roles across Form ADV (9).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-07-02 | Form ADV | HANOVER SQUARE WEALTH ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| 2025-05-30 | Form ADV | VERIS WEALTH PARTNERS, LLC | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | OAKLAND, CA |
| 2026-01-09 | Form ADV | ASSET ONE WEALTH MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | BELLEVUE, WA |
| — | Form ADV | NAMSOFT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | — |
| 2025-10-09 | Form ADV | COLUCCI WEALTH MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | BRIGHTWATERS, NY |
| 2025-11-05 | Form ADV | D.B. ROOT & COMPANY, LLC | CHIEF COMPLIANCE OFFICER | PITTSBURGH, PA |
| 2025-03-31 | Form ADV | ENHANCING CAPITAL LLC | CHIEF COMPLIANCE OFFICER | HARRISBURG, PA |
| 2025-03-31 | Form ADV | BRENDAN WOOD TOPGUN PARTNERSHIPS INC. | CHIEF COMPLIANCE OFFICER | TORONTO |
| — | Form ADV | LIBERTY FORGE LLC | CHIEF COMPLIANCE OFFICER | BOSTON, MA |