Rosa Esmeralda Licea-Mailloux appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Rosa Esmeralda Licea-Mailloux appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-20 | Form ADV | MASSACHUSETTS FINANCIAL SERVICES COMPANY | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| 2026-01-20 | Form ADV | MFS INSTITUTIONAL ADVISORS INC. | CHIEF COMPLIANCE OFFICER | BOSTON, MA |