David Vincent Shields appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. David Vincent Shields appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-12 | Form ADV | WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC | CHAIRMAN | NEW YORK, NY |
| 2025-03-31 | Form ADV | CAPITAL MANAGEMENT ASSOCIATES INC | DIRECTOR | NEW YORK, NY |