Charles Mathys of Chicago, IL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Charles Mathys appears on 3 filing roles across Form 13F (2), Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-27 | Form ADV | O'CONNOR ALTERNATIVE INVESTMENTS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| 2026-01-15 | Form 13F | OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | O'Connor CCO | CHICAGO, IL |
| 2026-05-15 | Form 13F | O'Connor Alternative Investments LLC | CCO | NEW YORK, NY |