Thomas Lowell Harter appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas Lowell Harter appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-05-22 | Form ADV | NEWVIEW CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | BURLINGAME, CA |
| 2025-05-28 | Form ADV | SQN VENTURE PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | CHARLESTON, SC |
| 2025-05-28 | Form ADV | TRANSPOSE PLATFORM MANAGEMENT, LLC | CCO | HOUSTON, TX |
| 2025-12-12 | Form ADV | YORKVILLE AMERICA EQUITIES, LLC | CHIEF COMPLIANCE OFFICER | MOUNTAINSIDE, NJ |
| 2025-03-20 | Form ADV | DRIVEADVISORY, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ALLEGRO MINERAL PARTNERS LLC | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |