Walter Alan Gilmore of Pennington, NJ appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Walter Alan Gilmore appears on 12 filing roles across Form ADV (11), Form 13F (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-01-14 | Form ADV | K R FINANCIAL LLC | "CHIEF COMPLIANCE OFFICER" | — |
| 2025-02-13 | Form ADV | CIC, LLC | CCO | MARCO ISLAND, FL |
| 2025-02-11 | Form ADV | CLEARSHARES LLC | CHIEF COMPLIANCE OFFICER | MARCO ISLAND, FL |
| 2025-05-06 | Form ADV | PITON INVESTMENT MANAGEMENT, LP | CCO | GARDEN CITY, NY |
| 2025-09-10 | Form ADV | MONEY MANAGEMENT FINANCIAL SERVICES LLC | CCO | MOORESTOWN, NJ |
| 2025-11-21 | Form ADV | CORNERSTONE PLANNING GROUP | CCO | FAIRFIELD, NJ |
| 2025-12-01 | Form ADV | ALPHA FIDUCIARY | CCO | PHOENIX, AZ |
| 2025-03-11 | Form ADV | HALO INVESTMENT SERVICES, LLC | CHIEF COMPLIANCE OFFICER | MANHASSET, NY |
| 2025-03-27 | Form ADV | USCA ASSET MANAGEMENT LLC | CCO | HOUSTON, TX |
| 2025-03-26 | Form ADV | NVWM LLC | CCO | YARDLEY, PA |
| — | Form ADV | PLH FAMILY OFFICE, LLC | CCO | GARDEN CITY, NY |
| 2022-05-02 | Form 13F | Financial Futures Ltd Liability Co. | Attorney | BRIELLE, NJ |