Steven Charles Ludwig appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Steven Charles Ludwig appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-11-19 | Form ADV | CORINTHIA MANAGEMENT (US) LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| 2025-09-22 | Form ADV | R SQUARED BM LLC | CHIEF COMPLIANCE OFFICER | EL SEGUNDO, CA |
| 2025-12-17 | Form ADV | M FINANCIAL ASSET MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | PORTLAND, OR |
| 2025-03-19 | Form ADV | TTP INVESTMENTS, INC. | CHIEF COMPLIANCE OFFICER | SAN JOSE, CA |
| 2025-03-14 | Form ADV | HADDINGTON VENTURES, LLC | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |
| 2025-03-25 | Form ADV | ROUNDHILL FINANCIAL INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| 2025-03-21 | Form ADV | BITKRAFT VENTURES MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | — |
| 2025-03-31 | Form ADV | TRUST ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |