Vi (Viola) R Smalley appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Vi (Viola) R Smalley appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-11-11 | Form ADV | CONNING, INC. | MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY | HARTFORD, CT |
| 2025-11-11 | Form ADV | GOODWIN CAPITAL ADVISERS, INC. | CHIEF LEGAL OFFICER\CORPORATE SECRETARY | HARTFORD, CT |