Ronald Robert Brock appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Ronald Robert Brock appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-11-17 | Form ADV | SBAUER FUNDS, LLC | CHEIF FINANCIAL OFFICER | CARMEL, IN |
| 2025-03-14 | Form ADV | TRUST ADVISORS, LLC | OWNER/MANAGING MEMBER | INDIANAPOLIS, IN |
| 2025-03-26 | Form ADV | SHEAFF BROCK INVESTMENT ADVISORS, LLC | OWNER/MEMBER | INDIANAPOLIS, IN |
| 2025-03-26 | Form ADV | INNOVATIVE PORTFOLIOS LLC | MANAGING DIRECTOR | INDIANAPOLIS, IN |
| 2025-03-27 | Form ADV | SALZINGER SHEAFF BROCK, LLC | CHIEF FINANCIAL OFFICER | INDIANAPOLIS, IN |