Lisa L Smith appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Lisa L Smith appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-20 | Form ADV | REVOLUT WEALTH INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| 2025-11-24 | Form ADV | NINE30 ADVISORS LLC | CHIEF COMPLIANCE OFFICER | — |
| 2025-03-28 | Form ADV | INVESTING ONLINE LLC | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |