James William Humphries appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. James William Humphries appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-10-22 | Form ADV | MINDSET ASSET MANAGEMENT, LLC | MANAGING PARTNER | INDIANAPOLIS, IN |
| 2025-11-26 | Form ADV | MINDSET WEALTH MANAGEMENT, LLC | MANAGING PARTNER | INDIANAPOLIS, IN |