Lyndsay Rachel Kim appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Lyndsay Rachel Kim appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-11-24 | Form ADV | ALERA INVESTMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | DEERFIELD, IL |
| 2025-11-24 | Form ADV | THE ASCENT GROUP, LLC | CHIEF COMPLIANCE OFFICER | VIRGINIA BEACH, VA |
| 2025-11-24 | Form ADV | ADVANCED CAPITAL GROUP, INC. | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| 2025-03-31 | Form ADV | ALERA RETIREMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ROCHESTER, NY |