Mark Howard Roth appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Mark Howard Roth appears on 1 filing role across Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-10-10 | Form ADV | PRIME QUADRANT | CHIEF RISK OFFICER AND CHIEF COMPLIANCE OFFICER | TORONTO |