Daniel Ortega

Daniel Ortega of Memphis, TN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Daniel Ortega appears on 3 filing roles across Form ADV (2), Form 13F (1).

Registered advisers

Filings (3)

FiledSourceEntityRoleLocation
2025-10-20Form ADVB. RILEY WEALTH ADVISORS, INC.CHIEF COMPLIANCE OFFICERMEMPHIS, TN
2025-05-19Form ADVB. RILEY WEALTH PRIVATE SHARES, LLCCHIEF COMPLIANCE OFFICERMEMPHIS, TN
2026-02-17Form 13FB. Riley Wealth Advisors, Inc.Chief Compliance OfficerMEMPHIS, TN

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