James Gregory O'Connor appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. James Gregory O'Connor appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-08-14 | Form ADV | ICG EUROPE S.A.R.L. | RISK CONDUCTING OFFICER AND COMPLIANCE OFFICER | LUXEMBOURG |
| 2025-08-14 | Form ADV | ICG ALTERNATIVE INVESTMENT LIMITED | DIRECTOR, GLOBALHEAD OF COMPLIANCEAND U.S. CCO | LONDON |
| 2025-08-08 | Form ADV | ICG MANAGER LIMITED | GLOBAL HEAD OF COMPLIANCE & RISK | LONDON |
| 2025-09-02 | Form ADV | ICG INVESTMENTS INC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |