Thomas Kenneth Morgan appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas Kenneth Morgan appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | DWS INVESTMENT MANAGEMENT AMERICAS, INC. | TREASURER | NEW YORK, NY |
| 2025-09-12 | Form ADV | THOMAS J. HERZFELD ADVISORS, INC. | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | MIAMI BEACH, FL |
| 2025-03-27 | Form ADV | 903 PARTNERS LLC D/B/A CITYROCK VENTURE PARTNERS | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| 2025-03-24 | Form ADV | EDGEWOOD CAPITAL ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | SOUTHPORT, CT |
| 2025-03-24 | Form ADV | RR ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| 2025-03-28 | Form ADV | EL MENUDO CUENTA LLC | CHIEF COMPLIANCE OFFICER | MIAMI, FL |
| — | Form ADV | DB INVESTMENT MANAGERS, INC | VICE PRESIDENT | NEW YORK, NY |
| — | Form ADV | DEUTSCHE ASSET MANAGEMENT INC | DIRECTOR, VP | NEW YORK, NY |