Thomas L Cates appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas L Cates appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-14 | Form ADV | WELLINGTON WEALTH STRATEGIES, LLC | MEMBER | INDIANAPOLIS, IN |
| 2025-08-22 | Form ADV | THE WELLINGTON GRP LLC | MEMBER | INDIANAPOLIS, IN |