Monika Nmn Gupta appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Monika Nmn Gupta appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-07-31 | Form ADV | HAMMOND, KENNEDY, WHITNEY & COMPANY, INC. | CHIEF COMPLIANCE OFFICER | INDIANAPOLIS, IN |
| 2025-07-31 | Form ADV | HKW MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | INDIANAPOLIS, IN |