James Walter Allen appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. James Walter Allen appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-05-28 | Form ADV | STONEGATE INVESTMENT GROUP, LLC | CHIEF WEALTH STRATEGIST, PARTNER | BIRMINGHAM, AL |
| — | Form ADV | SIG CAPITAL, LLC | MEMBER | BIRMINGHAM, AL |