Peggy Jolen Garcia appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Peggy Jolen Garcia appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-01-08 | Form ADV | ASHTON THOMAS ADVISORS LLC | CHIEF COMPLIANCE OFFICER | SCOTTSDALE, AZ |
| 2025-04-01 | Form ADV | AMPLIFY FINANCIAL, LLC | CHIEF COMPLIANCE OFFICER | SCOTTSDALE, AZ |