Joseph Anthony Jr Guardino appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Joseph Anthony Jr Guardino appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-03 | Form ADV | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHIEF OPERATIONS OFFICER & FINOP | NEW YORK, NY |
| 2025-03-24 | Form ADV | BOFA SECURITIES, INC. | CHIEF OPERATIONS OFFICER & FINOP | NEW YORK, NY |