Tom Griffiths of Austin, TX appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Tom Griffiths appears on 3 filing roles across Form D (2), Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | UBS ASSET MANAGEMENT FUNDS LTD | DIRECTOR | LONDON |
| 2022-08-22 | Form D | Hone Group Inc. | Executive Officer | ENCINITAS, CA |
| 2025-03-21 | Form D | Gale Payments, Inc. | Executive Officer | AUSTIN, TX |