Mark Elliot Kaplan

Mark Elliot Kaplan appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Mark Elliot Kaplan appears on 2 filing roles across Form ADV (2).

Registered advisers

Filings (2)

FiledSourceEntityRoleLocation
2025-03-14Form ADVCANTOR FITZGERALD INVESTMENT ADVISORS, L.P.CHIEF EXECUTIVE OFFICERNEW YORK, NY
2025-03-19Form ADVSMITH GROUP ASSET MANAGEMENT, LLCCHIEF OPERATING OFFICERDALLAS, TX

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