Stephen Roman appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Stephen Roman appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-26 | Form ADV | CION GROSVENOR MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| 2025-03-20 | Form ADV | CION INVESTMENT MANAGEMENT II, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| 2025-03-26 | Form ADV | CION INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |