James Dennis Brody appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. James Dennis Brody appears on 1 filing role across Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-20 | Form ADV | SOFINNOVA INVESTMENTS, INC. | CHIEF COMPLIANCE OFFICER | MENLO PARK, CA |