Curtis Flippen of Portland, ME appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Curtis Flippen appears on 4 filing roles across Form ADV (3), Form 13F (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-28 | Form ADV | NEOS INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | WESTPORT, CT |
| 2025-03-27 | Form ADV | DECENTRAL PARK ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | WASHINGTON, DC |
| 2025-03-31 | Form ADV | MENDON CAPITAL ADVISORS CORP | CHIEF COMPLIANCE OFFICER | KEY LARGO, FL |
| 2024-11-13 | Form 13F | Channing Capital Management, LLC | Chief Compliance Officer | Chicago, IL |