Thomas Wayne Griffith appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas Wayne Griffith appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-28 | Form ADV | KARPUS MANAGEMENT INC | DIRECTOR | PITTSFORD, NY |
| 2025-01-30 | Form ADV | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | CEO & DIRECTOR | LONDON |