Carl Y Baggett

Carl Y Baggett appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Carl Y Baggett appears on 13 filing roles across Form D (12), Form ADV (1).

Registered advisers

Filings (13)

FiledSourceEntityRoleLocation
2025-03-26Form ADV3B CAPITAL MANAGEMENT, LPMANAGING MEMBERDALLAS, TX
2010-11-18Form DGOVPLUS MASTER FUND LPExecutive OfficerDALLAS, TX
2010-11-17Form DCASHPLUS FUND LPExecutive OfficerDALLAS, TX
2018-02-23Form DGOVPLUS FUND AI LPExecutive OfficerDALLAS, TX
2014-03-11Form DGOVPLUS OFFSHORE FUND LTDDirectorGEORGE TOWN, GRAND CAYMAN, E9
2018-02-23Form DNORCAP DIVERSIFIED PREMIUM FUND, L.P.Executive OfficerDALLAS, TX
2018-02-23Form DNorcap EquityPlus Fund, L.P.Executive OfficerDALLAS, TX
2018-02-23Form DNorcap FixedPlus Fund, L.P.Executive OfficerDALLAS, TX
2017-05-15Form DNorcap Alpha Fund, L.P.Executive OfficerDALLAS, TX
2023-04-14Form DBase Rate Fund, L.P.Executive OfficerDALLAS, TX
2023-04-14Form DBase Rate Fund QP, L.P.Executive OfficerDALLAS, TX
2021-12-16Form DBase Rate OE Fund, L.P.Executive OfficerDALLAS, TX
2025-09-16Form DBase Rate B Plus Fund, L.P.PromoterDALLAS, TX

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