Thomas Barry Caldwell appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas Barry Caldwell appears on 1 filing role across Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-26 | Form ADV | SPRING LAKE ASSET MANAGEMENT, INC. | CEO | — |