Thomas Richard Oswald appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas Richard Oswald appears on 1 filing role across Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-21 | Form ADV | SANDALWOOD SECURITIES, INC. | CHIEF COMPLIANCE OFFICER | ROSELAND, NJ |