Christopher Michael Caputo appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Christopher Michael Caputo appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-28 | Form ADV | PRESTON CAPITAL LLC | CHIEF COMPLIANCE OFFICER | ALISO VIEJO, CA |
| — | Form ADV | CALLODINE STRATEGIC CREDIT FUND III MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | ATLANTA, GA |