Thomas Bauer of New York, NY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas Bauer appears on 2 filing roles across Form ADV (1), Form 13F (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-03 | Form ADV | HL CAPITAL, INC. | CFO/CHIEF COMPLIANCE OFFICER | AIKEN, SC |
| 2014-07-14 | Form 13F | Stux Capital Management, LLC | Chief Operating Officer | NEW YORK, NY |