Alan David Schwartz of NEW YORK, NY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Alan David Schwartz appears on 2 filing roles across Form ADV (1), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-27 | Form ADV | HELENA SPECIAL INVESTMENTS LLC | CO-FOUNDER, INVESTMENT COMMITTEE | NEW YORK, NY |
| 2026-04-15 | Form D | GUGGENHEIM SECURITIES, LLC | Related Person | NEW YORK, NY |