James Albert Abate appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. James Albert Abate appears on 1 filing role across Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-01-16 | Form ADV | HEARTWOOD FUNDS, LLC | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | NEW YORK, NY |