SMITH JAMES STEVEN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH JAMES STEVEN appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | STENA FINTECHX MANAGEMENT, LLC | MANAGING DIRECTOR | SALT LAKE CITY, UT |
| — | Form ADV | TRUSTEE EMPOWERMENT & PROTECTION, INC. | PRESIDENT | TROY, MI |
| — | Form ADV | PARVIN FUND MANAGEMENT, LLC | MANAGING DIRECTOR, PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER | SIOUX FALLS, SD |
| — | Form ADV | PARVIN ASSET MANAGEMENT, LLC | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | SIOUX FALLS, SD |
| — | Form ADV | PHILADELPHIA INVESTMENT MANAGEMENT CO | MANAGING DIRECTOR/INVESTMENTS | POCOMOKE, MD |
| — | Form ADV | TOUCHSTONE INVESTMENT MANAGERS LLC | CHIEF COMPLIANCE OFFICER | PORTLAND, OR |
| — | Form ADV | SWAN ASSET MANAGEMENT LLC | MANAGING DIRECTOR | KENNETT SQUARE, PA |