GUAGLIARDO ALICIA MARIA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. GUAGLIARDO ALICIA MARIA appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | B. RILEY WEALTH ADVISORS, INC. | CHIEF COMPLIANCE OFFICER AND CHIEF SUPERVISORY OFFICER | MEMPHIS, TN |
| — | Form ADV | INTRUST FINANCIAL SERVICES, INC. | ASSISTANT V.P., COMPLIANCE OFFICER | WICHITA, KS |
| — | Form ADV | MCADAMS WRIGHT RAGEN, INC. | CCO | SEATTLE, WA |
| — | Form ADV | INTRUST FINANCIAL SERVICES, INC. | COMPLIANCE ADMINISTRATOR | WICHITA, KS |