GUARDINO JOSEPH ANTHONY JR appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. GUARDINO JOSEPH ANTHONY JR appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHIEF OPERATIONS OFFICER | NEW YORK, NY |
| — | Form ADV | BOFA SECURITIES, INC. | CHIEF OPERATIONS OFFICER & FINOP | NEW YORK, NY |
| — | Form ADV | BANC OF AMERICA SECURITIES LLC | CHIEF OPERATIONS OFFICER | NEW YORK, NY |