ROJAS DEBORAH LEA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROJAS DEBORAH LEA appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CIM, LLC | CHIEF COMPLIANCE OFFICER | ALBANY, NY |
| — | Form ADV | FIRST ALBANY CAPITAL INC. | VICE PRESIDENT, ACTING DIRECTOR OF COMPLIANCE | ALBANY, NY |