MCCAIN CHARLES FREDERICK appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MCCAIN CHARLES FREDERICK appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | COMPLIANCE MANAGER | MINNEAPOLIS, MN |
| — | Form ADV | HARBOR CAPITAL ADVISORS, INC. | GENERAL COUNSEL, EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | G. W. HENSSLER & ASSOCIATES, LTD | CHIEF COMPLIANCE OFFICER | KENNESAW, GA |
| — | Form ADV | HENSSLER ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | KENNESAW, GA |
| — | Form ADV | BRAZOS CAPITAL MANAGEMENT, L.P. | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | STEELPATH CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | VOYAGEUR ASSET MANAGEMENT (MA) INC. | COMPLIANCE MANAGER | BOSTON, MA |
| — | Form ADV | STEELPATH FUND ADVISORS LLC | CHIEF COMPLIANCE OFFICER | DALLAS, TX |