O'CONNOR JAMES JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. O'CONNOR JAMES JOSEPH appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ALGEBRIS INVESTMENTS (IRELAND) LIMITED | DESIGNATED PERSON | DUBLIN 2 |
| — | Form ADV | ASTER INVESTMENT MANAGEMENT CO INC | VP OF RESEARCH | LARKSPUR, CA |
| — | Form ADV | THE INDEPENDENT LIFE SETTLEMENT ADVISORY GROUP, LLC | PRESIDENT, DIRECTOR & MEMBER | SCOTTSDALE, AZ |