AUGSBURGER LEE DUANE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. AUGSBURGER LEE DUANE appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | AST INVESTMENT SERVICES, INC. | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | SHELTON, CT |
| — | Form ADV | PGIM, INC. | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NEWARK, NJ |
| — | Form ADV | PGIM PRIVATE PLACEMENT INVESTORS, L.P. | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NEWARK, NJ |
| — | Form ADV | PGIM INVESTMENTS LLC | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NEWARK, NJ |
| — | Form ADV | PGIM QUANTITATIVE SOLUTIONS LLC | CHIEF COMPLIANCE OFFICER | NEWARK, NJ |
| — | Form ADV | THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NEWARK, NJ |
| — | Form ADV | PRAMERICA ASSET MANAGEMENT, INC. | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NEWARK, NJ |