REGAN JOSEPH FRANCIS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. REGAN JOSEPH FRANCIS appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | BARCLAYS CAPITAL INC. | BOARD DIRECTOR | NEW YORK, NY |