PELLEGRINO JOHN RICHTER appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. PELLEGRINO JOHN RICHTER appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RYAN BECK & CO., INC. | DIRECTOR OF COMPLIANCE, SENIOR REGISTERED OPTIONS PRINCIPAL | FLORHAM PARK, NJ |
| — | Form ADV | LEERINK SWANN LLC | CHIEF COMPLIANCE OFFICER (CCO), MANAGING DIRECTOR | BOSTON, MA |
| — | Form ADV | GRUNTAL & CO., L.L.C. | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SROP | NEW YORK, NY |