PUGLIESE JOHN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. PUGLIESE JOHN appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BNY INVESTMENT CENTER INC. | DIRECTOR | NEW YORK, NY |
| — | Form ADV | BAKER TILLY INVESTMENT ADVISORS | MARKET MANAGER | MADISON, WI |
| — | Form ADV | CONVERGEX EXECUTION SOLUTIONS LLC | NON-EMPLOYEE DIRECTOR | NEW YORK, NY |