FLEMING CATHERINE MARIE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FLEMING CATHERINE MARIE appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MASON STREET ADVISORS, LLC | PRESIDENT, DIRECTOR & TREASURER | MILWAUKEE, WI |
| — | Form ADV | ACORN ADVISORY CAPITAL, L.P. | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | PERGAMON OFFSHORE ADVISORS, L.P. | CHIEF OPERATING OFFICER | NEW YORK, NY |
| — | Form ADV | PERGAMON ADVISORS, LLC | CHIEF OPERATING OFFICER | NEW YORK, NY |