BRICK BARRY LOWELL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BRICK BARRY LOWELL appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NINE THIRTY CAPITAL MANAGEMENT, LLC | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | GUIDANCE CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | ROCKLAND, DE |